On December 14, 2022, the SEC adopted amendments to Rule 10b5-1 and new disclosure requirements aimed at enhancing investor protections...
A Fresh Take
Insights on US legal developments
Tracy Zhang
Counsel, Freshfields Bruckhaus Deringer LLP
Rule 10b5-1, adopted in 2000, has for the past two decades provided a safe harbor from insider trading by permitting directors, officers...
On December 2, 2021, the US Securities and Exchange Commission (SEC) issued new rules which further implement requirements and clarified...