06 Jun, 2023 SEC Issues Three C&DIs Addressing the Rule 10b5-1 Amendments By Pamela Marcogliese Elizabeth Bieber Jeremy Barr Taryn Zucker Zo Khalid Jennifer Burrow +3 more... Show less On May 25, 2023, the staff of the SEC’s Division of Corporate Finance (the “Staff”) released three new compliance and disclosure...
10 May, 2023 If You Buy, Tell Us Why (and When, and How): SEC Adopts New Share Repurchase Disclosure Requirements By Pamela Marcogliese Elizabeth Bieber Jeremy Barr Taryn Zucker Shira Oyserman Daniel Fox Lauren Lee +4 more... Show less The crackdown on stock buybacks continues. On May 3, 2023, the Securities and Exchange Commission (SEC) adopted final amendments to rules...
07 Mar, 2023 Recent Legal Developments Relating to Compensation Clawbacks By Lori Goodman Nicole Foster Brandon Gantus Jennifer Loeb Sonia Bennett +2 more... Show less Executive Summary Executive clawbacks have been the subject of significant recent rule- and policy-making activity, by the U.S....
27 Sep, 2022 Seven Key Considerations for a Reverse Stock Split by a Delaware Corporation By Jeremy Barr Valerie Ford Jacob Pamela Marcogliese Given recent stock market declines, many listed companies currently trade at substantially reduced share prices relative to earlier in...
23 Aug, 2022 SEC Delays Decision Regarding NYSE’s Proposed Relaxed Pricing Limits for Primary Direct Listings By Pamela Marcogliese Taryn Zucker Lauren Lee On December 22, 2020, the U.S. Securities and Exchange Commission (“SEC”) approved the New York Stock Exchange’s (“NYSE”) rule proposal...
19 Jul, 2022 Supreme Court’s West Virginia v. EPA decision casts a shadow over SEC’s proposed climate-related disclosure rule By Taryn Zucker Lauren Lee Evelyne Kim The U.S. Supreme Court’s 6-3 decision in West Virginia v. EPA may call into question whether the U.S. Securities and Exchange Commission...
29 Jun, 2022 Freshfields Sends Comments to SEC on SPAC / De-SPAC Rulemaking Proposal By Michael Levitt Jeremy Barr Brian Lewis Freshfields Bruckhaus Deringer US LLP has provided a comment letter to the Securities & Exchange Commission with respect to the SEC’s...
21 Sep, 2021 The Future of Securities Fraud: Alternative Data Provider Fined $10 Million by SEC By Kimberly Zelnick Christine Lyon Doru Gavril Brock Dahl Hannah Khalifeh Ruth Montiel +3 more... Show less Last week, the Securities and Exchange Commission (SEC) announced that App Annie Inc. and its former CEO and Chairman Bertrand Schmitt...
29 Mar, 2021 SEC Zeroes In on SPACs, Opening an Informal Investigation Into the Market’s Latest Trend By Michael Levitt Kimberly Zelnick Hannah Khalifeh As we have previously shared, market interest in special-purpose acquisition companies (SPACs) has been soaring this past year, with more...