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2 results for: financial crime

5/29/2024 8:31:30 PM

Federal Agencies Propose Customer Identification Program Requirements for Investment Advisers: Another Step Toward Comprehensive AML/CFT Regulation

By David Sewell Timothy Clark Nariné Atamian +2 more...

On May 13, 2024, the Financial Crimes Enforcement Network (FinCEN) and the US Securities and Exchange Commission (the SEC) took another...

4/22/2021 12:00:00 AM

By Daniel Braun Kimberly Zelnick Mark Goldberg

Earlier this month, the US Attorney’s Office for the Southern District of New York (SDNY) filed an unusual appellate brief in which the...